FCA Compliance
Registration
Audit – Training – Guidance
Millen Compliance are an award winning successful team of technicians assisting IFA firms, throughout the UK, with their regulatory requirements.
We offer a bespoke service for each firm to relieve the burden that compliance can bring. We have specialists covering Investment, Pension, Pension Transfers, Life, Mortgage and General Insurance together with in-depth knowledge and experience of Training and Competence, Consumer Duty, Data Security, Anti-Money Laundering. We act as expert witness and have extensive knowledge and experience in providing dedicated compliance support tailored to suit your needs. We also offer one-to-one or group product training. We have close links with Professional Indemnity Providers. Contact us for more details.
Our Services
Looking for an exit or are you keen to expand your business through acquisition?
Not only do we work with firms in establishing a sustainable charging structure and client service proposition we can assist you in the valuation of your business and eventual sale.
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What they’re saying
Having worked personally with Millen Compliance Consultants over the past 20 years I have found their service to be outstanding. On the establishment of Tingley and Cooper in London we had no hesitation in appointing Millen Compliance Consultants to act for us on a retained basis. Sally and her team have given us unparalleled support demonstrating their integrity, knowledge and professionalism when dealing with compliance advice and guidance. This not only represents great value for us as a business but above all gives us peace of mind when dealing with our clients and the regulator.
Howard D. Tingley
Director, Tingley and Cooper Ltd
Green Financial Planning has employed the services of Millen Compliance Consultants for approximately 10 years, and they are very important in keeping us up to speed with the ever changing regulations and requirements within the industry. Their feedback is always practical and relevant, with queries always quickly acknowledged and answered
GREEN FINANCIAL PLANNING
Mantle & Partners have enjoyed a 10 year relationship with Millen Compliance Consultants and in that time we have had no cause for concern. The level of customer service, knowledge and professionalism offered is exemplary and we look forward to another 10 years working with them.”“Mantle & Partners have enjoyed a 10 year relationship with Millen Compliance Consultants and in that time we have had no cause for concern. The level of customer service, knowledge and professionalism offered is exemplary and we look forward to another 10 years working with them
